Our team

Andy is Chief Compliance Officer at Serendipity Capital, where he leads the firm’s global compliance strategy and framework across jurisdictions. In this role, Andy is responsible for ensuring Serendipity Capital’s adherence to evolving regulatory standards and fostering a strong culture of integrity across its investments in critical technologies.

Andy is a trained lawyer with more than 25 years of experience in financial crime, legal advisory, and regulatory risk management. Prior to joining Serendipity Capital, he was Managing Director and Asia Head of Financial Crimes at Morgan Stanley, where he advised on legal, compliance, and reputational risks, and developed strategies to mitigate those risks. In addition to overseeing anti-money laundering, sanctions, anti-corruption, and anti-tax evasion programmes across ten APAC markets, he leads engagement with regulators in the U.S. and across the APAC region. Andy’s ability to anticipate regulatory developments and engage constructively with oversight bodies to navigate complex compliance landscapes is highly relevant in supporting Serendipity Capital’s investments in critical technologies in highly regulated sectors.

Previously, Andy served as Chief Compliance Officer and Head of Legal, Asia at Gemini, and held senior roles at Credit Suisse, Kobre & Kim, and Akin Gump. Earlier in his career, he was a Special Agent with the U.S. Air Force Office of Special Investigations.

Andy holds a Juris Doctor from the University of Wisconsin Law School, a Master in Public Policy from Harvard University, and a Bachelor of Science in Mathematics from the United States Air Force Academy.